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Academic Dishonesty: Formal Procedures

When deciding how to deal with a case of academic dishonesty, the first thing that you MUST do is speak to the faculty member or instructor in charge of the course. Because the faculty members are ultimately responsible for their courses, they need to be brought in on the matter before any action is taken.

The university has two different formal procedures for dealing with cases of academic dishonesty, depending on whether or not the student admits the offense and how egregious it is. The following step-by-step guide illustrates the basic steps for determining which procedure is appropriate in your case and explains what happens in each case. More comprehensive guides for both faculty and students can be downloaded from the web page of the Office of Student Life (link opens new window), along with all of the relevant forms. Again, you MUST discuss these procedures with the faculty member or instructor in charge before you decide to take any action.

Step 1

  1. Collect the relevant documentation, including the paper or exam in question and statements from GSIs/other witnesses (especially in cases of cheating, theft etc.).
  2. Meet with the student and explain the problem. Be objective; try to convey both the seriousness of the situation and concern for the students situation. Avoid using provocative expressions such as 'cheating' and 'theft'.
  3. Listen to the student's explanation.
  4. Decide whether or not the student has committed the offense in question.
  5. Decide whether or not the offense, if committed, is egregious.
    • If the offense is not egregious and the student admits the violation go to step 2 below.
    • If the offense is egregious or the student denies the violation go to step 3 below.

Step 2

6. If the offense is not egregious discuss possible penalties with the student. If you can agree on a suitable penalty, apply the penalty and obtain a copy of the form 'Faculty Disposition for Academic Honesty'.

  • The 'Faculty Disposition for Academic Honesty' requires you to explain the offense and the penalty applied. Both you and the student must sign it. The primary purpose of the form is to discourage multiple offenses.
  • If the student has not committed a similar offense in the past and does not commit such an offense in the future, no further penalties will apply and the matter with not be listed on the student's academic record.

7. If the student has committed such an offense in the past or does so in the future, the matter will be referred to an administrative review which may lead to further penalties. 8. GSIs are encouraged to fill out the "Faculty Disposition for Academic Honesty" [rtf] even if the case seems minor, as multiple offenses in different departments can only be detected when each incident is reported.

Step 3

9. If the offense is egregious, the student denies the offense, or you and the student cannot agree on a suitable penalty, complete the form "Discipline Referral for Academic Dishonesty" [rtf]. 10. The "Discipline Referral for Academic Dishonesty" refers the case to the Office of Student Conduct for adjudication. 11. The adjudication process has the following stages:

A. The case is assigned to a Conduct Officer who reviews the case with both the instructor and the student. A formal notice is sent to the student.

i. If the Officer finds that the evidence does not substantiate the charges, the case is dropped.
ii. If the Officer finds that the evidence does support the charges, the Officer will attempt to reach a mutually acceptable solution with the student, a record of which will be kept in the Office of Student Conduct.
iii. If the Officer cannot reach an acceptable solution with the student, the case will proceed to a formal hearing.

B. The formal hearing will resolve any factual disputes and determine a suitable penalty, if any. Both the faculty member and the student will be present. The student has the option to be represented by counsel and may appeal the results of the hearing to the Assistant Vice Chancellor for Undergraduate Affairs.


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